Is This Your Investment Broker?

We literally hear almost everyday about the latest brokerage scams against investors. Here's a running list so you can see for yourself what a dangerous game you play with your money when you invest it in the market.

Morgan Stanley fined $6.1 million (August 2, 2007)

Panel: Firm was 'cozy' place for fraud (July 26, 2007)

Citigroup slapped with $50 million fine (July 24, 2007)

UBS sued by ex-hedge fund (May 23, 2007)

BISYS slapped with $25 million fine (May 23, 2007)

Galvin targets swindlers of seniors (May 16, 2007)

Morgan Stanley to pay $7.9 million (May 9, 2007)

Fidelity B-Ds fined for misleading G.I.s (May .8, 2007)

Couple charged in Dow Jones insider trades (May 8, 2007)

Credit Suisse banker charged with fraud (May 4, 2007)

A.G. Edwards settles market-timing suit (May 3, 2007)

SEC to pay $125M to PBHG investors (April 23, 2007)

Fraud suit against Thain moves ahead (April 13, 2007)

Galvin says fund defrauded investors (April 13, 2007)

Hedge fund scam whiz sentenced (April 12, 2007)

Cramer bragged of manipulating stock prices (March 20, 2007)

Scamsters 'eliminate the middle man' (March 8, 2007)

Former broker tells cautionary tale about criminal past (March 5, 2007)

Former Wachovia manager charged in Ponzi-type scam (March 5, 2007)

Fourteen charged in $15M Street scam (March 1, 2007)

RJ fined $2.75M for lax supervision (February 21, 2007)

MetLife accused of coercing advisers to sell its products (February 19, 2007)

Bear Stearns ordered to give back $125M (February 16, 2007)

Hedge fund fraudster to pay $20M fine (February 14, 2007)

It pays to read the fine print (February 13, 2007)

NASD fines firms for improper perks (February 13, 2007)

SEC probes insider trading on Street (February 9, 2007)

Massachusetts charges Bulldog Investors (January 31, 2007)

NFA fines Barkley Financial (January 19, 2007)

Securities America Not of the Hook Yet? (January 15, 2007)

Hancock sues BofA in ponzi scheme (January 8, 2007)

Ex-Merrill tipster sentenced to prison (January 5, 2007)

Gallagher settles class action for $36.9 million (December 29, 2006)

Evergreen fined for broker boondoggles (December 29, 2006)

MetLife to pay $19 million for bid rigging (December 29, 2006)

Ameriprise unit is ordered to pay up to $9.3 million to 3 investors (December 28, 2006)

Fidelity to pay $42 million to funds (December 21, 2006)

Smith Barney to cut rep pay (December 12, 2006)

Military protection bill becomes law (December 5, 2006)

GunnAllen finds some relief in court (November 27, 2006)

Hartford pays $55M to settle charges (November 10, 2006)

US, Canadian regulators settle case (Noveber 8, 2006)

Barclays settles Enron bankruptcy claim (November 6, 2006)

Delphi settles SEC fraud charges (October 31, 2006)

Pa. stockbrokers charged with hedge fraud (October 12, 2006)

NYSE disciplines 4 firms, 12 individuals (September 13, 2005)